MR
CFP
MR
CFP

Matthew Ricks

11 Years of Experience
Syosset, NY

Matthew Ricks is a CFP-designated registered investment advisor at Haystack Financial Planning, based in Syosset, NY, with 11 years of industry experience. Matthew operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 6 more. Their firm serves 12 clients with $11M in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1 advisor
Number of Clients
12 clients
Average Client Portfolio
$927K average
Assets Under Management
$11.1M

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.00%
$1.0M - $5.0M0.75%
$5M+0.50%

Fees are negotiable and prorated and paid monthly in arrears. Employee benefit plan services are charged at a separate rate not to exceed 0.75% of total plan assets.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Matthew Ricks

Location

Syosset, NY

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Haystack Financial Planning
August 2021 - Present · 5 yrs 2 mos
Previous Registrations
Ameriprise Financial Services, LLC.
October 2018 - November 2020 · 2 yrs 1 mo
Ameriprise Financial Services, LLCBroker
October 2018 - November 2020 · 2 yrs 1 mo
Wells Fargo Clearing Services, LLC
June 2014 - October 2018 · 4 yrs 4 mos
Wells Fargo Clearing Services, LLCBroker
May 2014 - October 2018 · 4 yrs 5 mos
State Registrations1 state
NY
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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Matthew Ricks