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Curtis Brooks

Edward Jones
14 Years of Experience
Ankeny, IA
1 DisclosureBroker
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Curtis Brooks is a registered investment advisor at Edward Jones, based in Ankeny, IA, with 14 years of industry experience. Curtis is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 4,069,320 clients with $1000B in assets under management.

Edward Jones
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
24113 advisors
Number of Clients
4,069,320 clients
Average Client Portfolio
$249K average
Assets Under Management
$1013.6B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.40%

The fee schedule consists of a Program Fee (up to 1.35%) and a Platform Fee (up to 0.05%), totaling a maximum annual rate of 1.40%. Fees are negotiable and may be lower based on account size or pricing groups.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3720 N Ankeny Blvd Suite 102, Ankeny, IA, 50023

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
April 1991
Final Disposition
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Edward Jones
September 2017 - Present · 9 yrs 1 mo
Edward JonesBroker
September 2017 - Present · 9 yrs 1 mo
Previous Registrations
Bankers Life Advisory Services, INC.
July 2016 - October 2017 · 1 yr 3 mos
Bankers Life Securities, INC.Broker
May 2016 - October 2017 · 1 yr 5 mos
Investment Advisors
May 2013 - May 2016 · 3 yrs
Proequities, INC.Broker
December 2011 - May 2016 · 4 yrs 5 mos
State Registrations19 states
ARAZCADCFLIAILKSMNMONEOKPASCSDTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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