Douglas Rogers is a registered investment advisor at Avantax Planning Partners, INC., based in Platteville, WI, with 9 years of industry experience. Douglas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 8,371 clients with $6.9B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.25% |
| $1.0M - $2.0M | 1.00% |
| $2.0M - $5.0M | 0.75% |
| $5M+ | 0.60% |
Fee Estimator
Location
One Insight Drive, Platteville, WI, 53818
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Douglas is a CPA and partner with Honkamp Krueger and Company, dedicating nearly full-time hours to accounting, tax preparation, and consulting. He also serves as an IAR/shareholder with HK Financial Services, spending a few hours per week on wealth management, and holds positions in several real estate companies and Southwest Health Center, requiring minimal time.
Employment History
Current Registrations
Avantax Planning Partners, INC.
Previous Registrations
Investment Advisors
Proequities, INC.Broker
State Registrations1 state
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