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Brandon Fraley

14 Years of Experience
Lexington, KY
Broker

Brandon Fraley is a registered investment advisor at Raymond James & Associates, INC., based in Lexington, KY, with 14 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

Lexington, KY

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Brandon is a board member on the School of Business Administration Board of Advisors at Morehead State University since 2017. This activity requires minimal time and is not investment-related.

Employment History
Current Registrations
Raymond James & Associates, INC.Broker
August 2024 - Present · 1 yr 9 mos
Raymond James & Associates, INC.
August 2024 - Present · 1 yr 9 mos
Raymond James & Associates, INC.
August 2024 - Present · 1 yr 9 mos
Previous Registrations
Morgan Stanley
June 2011 - September 2024 · 13 yrs 3 mos
Morgan StanleyBroker
May 2011 - September 2024 · 13 yrs 4 mos
State Registrations28 states
ALCOCTDCFLGAILKYLAMAMDMIMNNCNJNMNVNYOHPARISCTNTXVAWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Brandon Fraley - Financial Advisor | TrueAdvisor