Thomas Curran
Thomas Curran is a registered investment advisor at Curran Wealth Management, based in Albany, NY, with 55 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 3 more. Their firm serves 363 clients with $750M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
CIM, LLC charges an annual fee for investment management based on a percentage of the assets they manage. This fee typically ranges from 0.5% to 1.00%, depending on the size and nature of your account. The exact percentage is agreed upon before you sign an agreement. There is a minimum account size of $100,000 for non-institutional clients and a minimum annual fee of $2,500. All fees are negotiable.
Location
30 S. Pearl Street, 9th Floor, Albany, NY, 12207
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Thomas owns C&W Enterprises and W&C Enterprises, investing in commercial real estate since 1975, and spends minimal time on it. He also owns Hippo Tax Services, LLC, a tax preparation and advice firm, and Beachside Leasing LLC, a vehicle leasing business, and is a licensed insurance agent who occasionally sells insurance products.
Employment History
Current Registrations
Curran Wealth Management
Cimas, LLCBroker
Previous Registrations
Wachovia Securities, LLC
Wachovia Securities, LLCBroker
First Albany CorporationBroker
Hayden Stone INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.