KH
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Kevin Hofberger

14 Years of Experience
Phoenix, AZ
Broker

Kevin Hofberger is a registered investment advisor at Cetera Investment Advisers LLC, based in Phoenix, AZ, with 14 years of industry experience. Kevin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

1702 E. Highland Ave, Suite 204, Phoenix, AZ, 85016

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Kevin owns rental property. This activity is not investment-related.

Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2019 - Present · 7 yrs 1 mo
Cetera Investment Services LLCBroker
June 2019 - Present · 7 yrs 1 mo
Previous Registrations
Foresters Advisory Services, LLC
January 2017 - June 2019 · 2 yrs 5 mos
Foresters Financial Services, INC.Broker
April 2011 - June 2019 · 8 yrs 2 mos
State Registrations14 states
AZCACOCTFLINMNMONCPASCTXUTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.