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Markos Pappas

14 Years of Experience
Schertz, TX
1 DisclosureBroker

Markos Pappas is a registered investment advisor at Ameriprise Financial Services, LLC, based in Schertz, TX, with 14 years of industry experience. Markos operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

16852 Ih 35 N, Schertz, TX, 78154

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History

Regulatory History (1)
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Customer Dispute
July 2017
Settled
Employment History
Current Registrations
Ameriprise Financial Services, LLC
June 2018 - Present · 7 yrs 11 mos
Ameriprise Financial Services, LLC
June 2018 - Present · 7 yrs 11 mos
Ameriprise Financial Services, LLCBroker
June 2018 - Present · 7 yrs 11 mos
Previous Registrations
Investment Professionals, INC.
February 2017 - September 2018 · 1 yr 7 mos
Investment Professionals, INC.Broker
February 2017 - September 2018 · 1 yr 7 mos
Edward Jones
July 2011 - February 2017 · 5 yrs 7 mos
Edward JonesBroker
May 2011 - February 2017 · 5 yrs 9 mos
State Registrations12 states
ALARCACOIAIDMINHOKORTNTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.