Wade Root is a registered investment advisor, based in Erie, PA, with 9 years of industry experience.
Location
Erie, PA
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Wade is an Investment Advisor Representative (IAR) with TLG Advisors Inc. He dedicates minimal time to this role.
Employment History
Current Registrations
The Leaders Group, INC.
June 2021 - Present · 4 yrs 11 mos
Tlg Advisors, INC.
June 2021 - Present · 4 yrs 11 mos
The Leaders Group, INC.Broker
June 2021 - Present · 4 yrs 11 mos
Previous Registrations
RBC Capital Markets, LLC
November 2018 - May 2021 · 2 yrs 6 mos
RBC Capital Markets, LLCBroker
June 2018 - May 2021 · 2 yrs 11 mos
Cambridge Investment Research, INC.Broker
June 2016 - June 2018 · 2 yrs
State Registrations1 state
PA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.