Michael Grimm is a CFP-designated registered investment advisor at Schwab Wealth Advisory, INC., based in Westlake, TX, with 15 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Schwab Wealth Advisory does not charge investment management fees directly; instead, program fees are handled through its affiliate sponsor, Charles Schwab & Co., and are detailed in separate program disclosure materials. The program generally requires a minimum investment of $500,000 to participate.
Location
3000 Schwab Way, Westlake, TX, 76262
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Michael is a Senior Planner at The Wingard Group DBA Wayfinder Group, providing financial planning and investment advice, which takes full-time hours. He also works as an Investment Advisor Representative at Csenge Advisory Group, dedicating a few hours per week to back office tasks, placing trades, and model management.
Employment History
Current Registrations
Charles Schwab & CO., INC.Broker
Schwab Wealth Advisory, INC.
Previous Registrations
Csenge Advisory Group, LLC
Madison Avenue Securities, LLCBroker
Charles Schwab & CO., INC.Broker
Schwab Wealth Advisory, INC.
Advice and Planning Services
Tiaa-Cref Individual & Institutional Services, LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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