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Katherine Abbott

12 Years of Experience
Wayne, PA
Broker

Katherine Abbott is a registered investment advisor at Capital Client Group, INC., based in Wayne, PA, with 12 years of industry experience. Katherine operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.

Compensation
N/A
Firm Size
583 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Capital Client Group, INC.
January 2025 - Present · 1 yr 4 mos
Capital Client Group, INC.
January 2025 - Present · 1 yr 4 mos
Capital Client Group, INC.Broker
January 2025 - Present · 1 yr 4 mos
Previous Registrations
Bondbloxx
September 2024 - December 2024 · 3 mos
Foreside Fund Services, LLCBroker
August 2023 - November 2024 · 1 yr 3 mos
Blackrock Investment Management, LLC
December 2015 - June 2023 · 7 yrs 6 mos
Blackrock Investments, LLCBroker
September 2015 - June 2023 · 7 yrs 9 mos
Vanguard Marketing CorporationBroker
September 2013 - September 2015 · 2 yrs
State Registrations6 states
CAFLNJNYPASC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.