Carlos Rodriguez is a registered investment advisor, based in Miami, FL, with 14 years of industry experience.
Location
Miami, FL
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Carlos is the owner of Macalcer, Inc., a Rodriguez family business, since 1996. He uses the corporation to pay and manage business expenses, dedicating a few hours per week to this activity.
Employment History
Current Registrations
Ifp Securities, LLC
May 2019 - Present · 7 yrs
Ifp Securities, LLCBroker
May 2019 - Present · 7 yrs
Independent Financial Partners
April 2016 - Present · 10 yrs 1 mo
Previous Registrations
LPL Financial LLCBroker
January 2016 - May 2019 · 3 yrs 4 mos
MML Investors Services, LLCBroker
October 2011 - January 2016 · 4 yrs 3 mos
State Registrations1 state
FL
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.