LR
LR

Laura Rutkiewicz

6 Years of Experience
Kittery, ME
Broker

Laura Rutkiewicz is a registered investment advisor at LPL Financial LLC, based in Kittery, ME, with 6 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

4A Shapleigh Road Suite 2, Kittery, ME, 03904

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Laura operates Quadripoint Investment Management as a DBA for her LPL business, dedicating full-time hours to it. She is also a Notary in the state of Maine and a Trustee for The Fred Harris Daniels Foundation, a non-profit, spending about 10-20% of her time on the latter.

Employment History
Current Registrations
LPL Financial LLC
August 2019 - Present · 6 yrs 9 mos
LPL Financial LLCBroker
May 2019 - Present · 7 yrs
State Registrations3 states
MAMENH
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.