JG
JG

John Gavin

13 Years of Experience
New York, NY
Broker

John Gavin is a registered investment advisor at Empirical Research Partners LLC, based in New York, NY, with 13 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.

Compensation
N/A
Firm Size
18 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified

Fee Structure

Investment management only (planning not offered)

Empirical Research Partners does not manage client assets. Fees for advisory services are included in the client's payment for ERP's research services and are determined on a negotiated basis, often after services have been provided. Clients may pay directly or through commission sharing agreements with broker-dealers. These payments are not linked to specific securities recommendations.

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Location

551 Fifth Avenue, Suite 1800, New York, NY, 10176

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Empirical Research Partners LLC
August 2023 - Present · 2 yrs 9 mos
Empirical Research Partners LLCBroker
March 2016 - Present · 10 yrs 2 mos
Previous Registrations
Cornerstone Macro LLCBroker
May 2014 - December 2015 · 1 yr 7 mos
Wolfe Research SecuritiesBroker
October 2011 - May 2013 · 1 yr 7 mos
Gleacher & Company Securities, INC.Broker
September 2011 - September 2011 · 0 mos
State Registrations1 state
NY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
John Gavin - Financial Advisor | TrueAdvisor