Scott Sutton
Scott Sutton is a registered investment advisor at Sutton Financial Group, based in Birmingham, AL, with 14 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 162 clients with $76M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
Fees range up to 1.00% annually based on several factors, including: the complexity of the services to be provided, the level of assets to be managed, and the overall relationship with the Advisor. Fees may be negotiable.
Fee Estimator
Location
2075 Columbiana Road, Suite 1, Birmingham, AL, 35216
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Scott works as an employee benefit consultant and third-party administrator, dedicating about a quarter of his time to this role. He also maintains a non-practicing CPA license, is president of a soccer ministry board, and engages in insurance sales a few hours per week.
Employment History
Current Registrations
Sutton Financial Group
Previous Registrations
Investment Advisors
Proequities, INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.