Jimmy to is a registered investment advisor, based in Malvern, PA, with 8 years of industry experience.
Location
100 Vanguard Blvd, Malvern, PA, 19355
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Vanguard Marketing CorporationBroker
February 2026 - Present · 3 mos
Vanguard Advisers, INC.
February 2026 - Present · 3 mos
Vanguard Marketing Corporation
February 2026 - Present · 3 mos
Previous Registrations
Citizens Securities, INC.
July 2022 - August 2024 · 2 yrs 1 mo
Citizens Securities, INC.Broker
July 2022 - August 2024 · 2 yrs 1 mo
TD Private Client Wealth LLCBroker
September 2021 - May 2022 · 8 mos
TD Private Client Wealth LLC
August 2021 - May 2022 · 9 mos
Hsbc Securities (USA) INC.Broker
October 2018 - November 2019 · 1 yr 1 mo
Hsbc Securities (USA) INC.Broker
May 2013 - November 2017 · 4 yrs 6 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.