Goran Santic is a registered investment advisor, based in Concord, CA, with 13 years of industry experience.
Location
1655 Grant Street, 10th Floor, Concord, CA, 94520-2445
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Assetmark, INC.
June 2025 - Present · 11 mos
Assetmark Brokerage, LLC
June 2025 - Present · 11 mos
Assetmark Brokerage, LLCBroker
June 2025 - Present · 11 mos
Previous Registrations
Empower Financial Services, INC.Broker
January 2023 - March 2025 · 2 yrs 2 mos
State Street Global Advisors Funds Distributors, LLCBroker
July 2020 - April 2022 · 1 yr 9 mos
Vanguard Marketing CorporationBroker
May 2011 - March 2020 · 8 yrs 10 mos
State Registrations14 states
AKARAZCAHIIDLAMTNVOKORTXUTWA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.