Nicholas Penna is a registered investment advisor, based in Basking Ridge, NJ, with 14 years of industry experience.
Location
222 Mt. Airy Rd., Suite 209, Basking Ridge, NJ, 07920
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Nicholas is a trustee to the Antonina and Chesterino Penna Irrevocable Trust, dedicating minimal time to this role. He is also an independent contractor and financial advisor for IronRidge Wealth Management Group, taking about a quarter to half of his time.
Employment History
Current Registrations
Raymond James Financial Services, INC.
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Morgan Stanley
Morgan StanleyBroker
State Registrations16 states
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