Nicholas Wendt
Nicholas Wendt is a CFP-designated registered investment advisor at Independent Advisor Alliance, LLC, based in Richfield, WI, with 8 years of industry experience. Nicholas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 34,127 clients with $14B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
IAA offers asset management services where they manage your investments based on your goals, time horizon, and risk tolerance. The annual advisory fee is a maximum of 2.00% of the market value of your account, including cash holdings. This fee may also include financial planning and consulting services. The advisory fee is negotiable. Fees are billed quarterly in advance.
Location
1717 Wolf Road, Unit E, Richfield, WI, 53076
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Nicholas operates Straight Arrow Financial Group as a DBA for his LPL business and provides investment advisory services through Independent Advisor Alliance. These investment-related activities take up nearly all of Nicholas's time; he also coaches high school wrestling for Cedar Grove-Belgium School District, dedicating about a third of his time to this activity.
Employment History
Current Registrations
Independent Advisor Alliance, LLC
LPL Financial LLCBroker
Previous Registrations
Waddell & Reed
Waddell & ReedBroker
State Registrations6 states
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