Stephen Roberts is a registered investment advisor, based in Indianapolis, IN, with 14 years of industry experience.
Location
10194 Crosspoint Boulevard, Suite # 100, Indianapolis, IN, 46256
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Stephen is the 100% owner of Steve L. Roberts LLC, which manages a wealth management team of advisors, administrators, and wholesalers.
Employment History
Current Registrations
Cetera Investment Services LLCBroker
June 2019 - Present · 6 yrs 11 mos
Cetera Investment Services LLC
June 2019 - Present · 6 yrs 11 mos
Cetera Investment Advisers LLC
June 2019 - Present · 6 yrs 11 mos
Previous Registrations
Foresters Advisory Services, LLC
May 2015 - June 2019 · 4 yrs 1 mo
Foresters Financial Services, INC.Broker
June 2011 - June 2019 · 8 yrs
State Registrations26 states
ARAZCACODCFLGAIAILINKYLAMIMOMSNCNDNYOHPASCSDTNTXUTVA
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.