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Thomas Pound

12 Years of Experience
Cape Coral, FL
BrokerSells Insurance

Thomas Pound is a registered investment advisor, based in Cape Coral, FL, with 12 years of industry experience.

Location

Cape Coral, FL

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business ActivitiesSells Insurance

Thomas is a mathematics and finance teacher for Lee County Schools, dedicating nearly full-time hours to this role. He also works as an agent for Avantax Insurance Agency, selling equity indexed annuities and other insurance products, spending about 10-20% of his time on this.

Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
September 2025 - Present · 10 mos
Cetera Investment Advisers LLC
August 2025 - Present · 11 mos
Previous Registrations
Avantax Advisory Services
July 2017 - September 2025 · 8 yrs 2 mos
Avantax Investment Services, INC.Broker
September 2016 - September 2025 · 9 yrs
H.D. Vest Advisory Services, INC
September 2016 - July 2017 · 10 mos
H.D. Vest Advisory Services, INC
May 2014 - October 2014 · 5 mos
H.D. Vest Investment ServicesBroker
April 2014 - October 2014 · 6 mos
Edward Jones
January 2013 - July 2013 · 6 mos
Edward Jones
July 2011 - December 2012 · 1 yr 5 mos
Edward JonesBroker
June 2011 - July 2013 · 2 yrs 1 mo
State Registrations5 states
DCFLOHRIVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Thomas Pound - Financial Advisor | TrueAdvisor