JW
JW
Jonathan Wang
13 Years of Experience
Baltimore, MD
Broker
Jonathan Wang is a registered investment advisor at Cetera Investment Advisers LLC, based in Baltimore, MD, with 13 years of industry experience. Jonathan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
300 East Lombard Street, Baltimore, MD, 21054
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
May 2025 - Present · 1 yr
Cetera Investment Services LLCBroker
May 2025 - Present · 1 yr
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2022 - January 2025 · 2 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2022 - January 2025 · 2 yrs 2 mos
Wells Fargo Clearing Services, LLC
March 2022 - October 2022 · 7 mos
Wells Fargo Clearing Services, LLCBroker
March 2022 - October 2022 · 7 mos
Hsbc Securities (USA) INC.Broker
July 2019 - December 2021 · 2 yrs 5 mos
Hsbc Securities (USA) INC.
July 2019 - December 2021 · 2 yrs 5 mos
Suntrust Advisory Services, INC.
August 2016 - July 2019 · 2 yrs 11 mos
Suntrust Investment Services, INC.Broker
July 2013 - July 2019 · 6 yrs
Suntrust Investment Services, INC.
July 2013 - December 2016 · 3 yrs 5 mos
Wells Fargo Advisors, LLC
December 2011 - June 2013 · 1 yr 6 mos
Wells Fargo Advisors, LLCBroker
December 2011 - June 2013 · 1 yr 6 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
July 2011 - October 2011 · 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 2011 - October 2011 · 4 mos
State Registrations1 state
MD
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.