Wendy Chavez is a registered investment advisor, based in Colorado Springs, CO, with 12 years of industry experience.
Location
Financial Center Two, 2220 Briargate Parkway, Colorado Springs, CO, 80920
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
T. Rowe Price Investment Services, INC.
June 2022 - Present · 3 yrs 11 mos
T. Rowe Price Investment Services, INC.Broker
June 2022 - Present · 3 yrs 11 mos
T. Rowe Price Advisory Services, INC.
June 2022 - Present · 3 yrs 11 mos
Previous Registrations
T. Rowe Price Investment Services, INC.Broker
February 2019 - June 2021 · 2 yrs 4 mos
T. Rowe Price Advisory Services, INC.
February 2019 - June 2021 · 2 yrs 4 mos
Raymond James & Associates, INC.Broker
February 2018 - November 2018 · 9 mos
Raymond James & Associates, INC.
February 2018 - November 2018 · 9 mos
Morgan Stanley
September 2014 - September 2017 · 3 yrs
Morgan StanleyBroker
September 2014 - September 2017 · 3 yrs
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2013 - August 2014 · 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 2013 - August 2014 · 1 yr 1 mo
USAA Financial Advisors, INC.Broker
June 2011 - June 2013 · 2 yrs
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.