Rachel Stephens is a registered investment advisor at Morgan Stanley, based in Houston, TX, with 12 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1330 Post Oak Boulevard, Suite 900, Houston, TX, 77056
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
June 2023 - Present · 2 yrs 11 mos
Morgan StanleyBroker
June 2023 - Present · 2 yrs 11 mos
Previous Registrations
B. Riley Wealth Advisors, INC.
August 2022 - May 2023 · 9 mos
B Riley Wealth Management
September 2014 - December 2022 · 8 yrs 3 mos
B. Riley Wealth ManagementBroker
January 2014 - May 2023 · 9 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2012 - May 2013 · 6 mos
State Registrations46 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.