JM
JM

John Mulholland

12 Years of Experience
Louisville, CO
Broker

John Mulholland is a registered investment advisor at Wells Fargo Advisors, based in Louisville, CO, with 12 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

801 Main St, Ste 300, Louisville, CO, 80027

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

John owns rental property in Austin, TX since 2018. He spends minimal time on this activity.

Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
August 2019 - Present · 6 yrs 9 mos
Wells Fargo Advisors
August 2019 - Present · 6 yrs 9 mos
Previous Registrations
Scottrade Investment Management
March 2017 - March 2018 · 1 yr
Scottrade, INC.Broker
September 2012 - March 2018 · 5 yrs 6 mos
State Registrations40 states
AKALARAZCACOCTDCFLGAHIIAILINKSMAMDMIMNMOMTNCNENJNMNVNYOHOKORPASCSDTXUTVAVTWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.