JG
JG

Jackie Gaines

14 Years of Experience
Huntington, NY
Broker

Jackie Gaines is a registered investment advisor at Cetera Investment Advisers LLC, based in Huntington, NY, with 14 years of industry experience. Jackie operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

Huntington, NY

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Jackie performs consulting work for tax clients through Gaines CPAs PLLC, where she has worked since 2011. This takes nearly a full-time commitment.

Employment History
Current Registrations
Cetera Investment Advisers LLC
September 2025 - Present · 8 mos
Cetera Wealth Services, LLCBroker
September 2025 - Present · 8 mos
Previous Registrations
Avantax Advisory Services
September 2021 - September 2025 · 4 yrs
Avantax Investment Services, INC.Broker
June 2012 - September 2025 · 13 yrs 3 mos
H.D. Vest Investment ServicesBroker
December 2011 - May 2012 · 5 mos
State Registrations7 states
AZINNCNJNYTNVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Jackie Gaines - Financial Advisor | TrueAdvisor