Benjamin Pinto is a registered investment advisor at Morgan Stanley, based in Miami, FL, with 14 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
200 S. Biscayne Blvd., Miami, FL, 33131
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
July 2021 - Present · 4 yrs 10 mos
Morgan StanleyBroker
July 2021 - Present · 4 yrs 10 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
October 2017 - July 2021 · 3 yrs 9 mos
Wells Fargo Clearing Services, LLCBroker
October 2017 - July 2021 · 3 yrs 9 mos
Hsbc Securities (USA) INC.
August 2016 - November 2017 · 1 yr 3 mos
Hsbc Securities (USA) INC.Broker
June 2011 - November 2017 · 6 yrs 5 mos
State Registrations9 states
CACODEFLINMDNJNYSD
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.