Nicholas Mason is a registered investment advisor at Cetera Investment Advisers LLC, based in Verona, WI, with 13 years of industry experience. Nicholas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
161 Horizon Drive, Suite 103C, Verona, WI, 53593
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Nicholas is involved in several outside business activities. He spends nearly full-time preparing taxes and processing paperwork for Mason Tax and Financial, Inc., and dedicates minimal time to notary public services and being a limited member of Mason Rental Partners LLC. Nicholas also works as a musician/artist with The Rotation, dedicating about 10-20% of his time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
State Registrations5 states
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