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David Ward

Oneamerica Securities, INC.
13 Years of Experience
Raleigh, NC
2 DisclosuresBroker
View SEC Summary
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David Ward is a registered investment advisor at Oneamerica Securities, INC., based in Raleigh, NC, with 13 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Annuities, Education Planning, Estate Planning, Investment Management, and 2 more. Their firm serves 2,300 clients with $310M in assets under management.

Oneamerica Securities, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
343 advisors
Number of Clients
2,300 clients
Average Client Portfolio
$133K average
Assets Under Management
$306.1M

Fee Structure

Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Overall advisory fees generally range from 0.25% to 2.00% of assets under management, depending on the program and investments selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Raleigh, NC

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
May 2024
Customer Dispute
September 2023
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Oneamerica Securities, INC.
May 2026 - Present · 5 mos
Oneamerica Securities, INC.
May 2026 - Present · 5 mos
Oneamerica Securities, INC.Broker
May 2026 - Present · 5 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
July 2016 - June 2024 · 7 yrs 11 mos
Wells Fargo Advisors
July 2016 - June 2024 · 7 yrs 11 mos
LPL Financial LLC
August 2013 - August 2016 · 3 yrs
LPL Financial LLCBroker
August 2013 - August 2016 · 3 yrs
Morgan Stanley
September 2011 - August 2013 · 1 yr 11 mos
Morgan StanleyBroker
July 2011 - August 2013 · 2 yrs 1 mo
State Registrations1 state
NC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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