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John Roppolo

13 Years of Experience
Littleton, CO
Broker

John Roppolo is a registered investment advisor at John Hancock Investment Management LLC, based in Littleton, CO, with 13 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 35,239 clients with $200B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
173 advisors
IM Fee
Planning only
Assets Under Management
$202.2B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

Littleton, CO

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
John Hancock Investment Management LLC
August 2023 - Present · 3 yrs 1 mo
John Hancock Investment Management Distributors LLC
March 2023 - Present · 3 yrs 6 mos
John Hancock Investment Management Distributors LLCBroker
March 2023 - Present · 3 yrs 6 mos
Previous Registrations
Janus Henderson Distributors US LLCBroker
January 2013 - March 2023 · 10 yrs 2 mos
State Registrations18 states
AKAZCACOHIIDKSMAMTNDNENMNVORSDUTWAWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.