Thomas Vanderzwaag
Thomas Vanderzwaag is a registered investment advisor at LPL Financial LLC, based in San Jose, CA, with 11 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
6830 Via Del Oro Ste 250, San Jose, CA, 95119
Get directionsHistory
Regulatory History (2)
Criminal
September 1995Criminal
September 1992Other Business ActivitiesSells Insurance
Thomas uses VZ Financial as a business entity for tax/investment purposes and Vander Zwaag Financial, Inc as a DBA for LPL business, dedicating full-time hours to the latter. He also owns rental real estate, spending minimal time on it, and works as a non-variable insurance agent, spending a few hours per week.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
National Planning Corporation ("npc of America" in Fl & Ny)
National Planning CorporationBroker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.