TrueAdvisor
TrueAdvisor
EF
EF

Ellen Nelson Frys

Piper Sandler & CO.
12 Years of Experience
Broker
View SEC Summary
View SEC Summary
Areas of Practice
Investment Management
Piper Sandler & CO.
Compensation
Commission-BasedFee-Only (AUM)Fixed/Hourly
Firm Size
22 advisors
Number of Clients
2 clients
Average Client Portfolio
$992.5M average
Assets Under Management
$2.0B

Location

800 Nicollet Mall, Main Office, Minneapolis, MN, 55402

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Piper Sandler & CO.
November 2019 - Present · 6 yrs 3 mos
Piper Sandler & CO.
April 2019 - Present · 6 yrs 10 mos
Piper Sandler & CO.Broker
April 2019 - Present · 6 yrs 10 mos
Previous Registrations
Questar Asset Management, INC.
December 2014 - April 2019 · 4 yrs 4 mos
Questar Capital CorporationBroker
June 2013 - April 2019 · 5 yrs 10 mos
State Registrations1 state
MN
Advisor
Exams
No exam information available for this advisor.