EF
EF

Ellen Frys

13 Years of Experience
Wayzata, MN
Broker

Ellen Frys is a registered investment advisor at Piper Sandler & CO., based in Wayzata, MN, with 13 years of industry experience. Ellen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management. Their firm serves 20 clients with $1.3B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
26 advisors
IM Fee
Planning only
Assets Under Management
$1.3B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

Wayzata, MN

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Piper Sandler & CO.
November 2019 - Present · 6 yrs 11 mos
Piper Sandler & CO.
April 2019 - Present · 7 yrs 6 mos
Piper Sandler & CO.Broker
April 2019 - Present · 7 yrs 6 mos
Previous Registrations
Questar Asset Management, INC.
December 2014 - April 2019 · 4 yrs 4 mos
Questar Capital CorporationBroker
June 2013 - April 2019 · 5 yrs 10 mos
State Registrations1 state
MN
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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