BN
BN

Benjamin Nicholson

14 Years of Experience
Buffalo, NY
Broker

Benjamin Nicholson is a registered investment advisor at Raymond James & Associates, INC., based in Buffalo, NY, with 14 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
Loading...

Location

468 Delaware Avenue, Suite 100, Buffalo, NY, 14202

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Benjamin is on the membership committee for Business Networking International (BNI) since 2015, spending a few hours per week interviewing and reviewing membership applications. This activity is investment-related.

Employment History
Current Registrations
Raymond James & Associates, INC.
October 2018 - Present · 7 yrs 7 mos
Raymond James & Associates, INC.Broker
October 2018 - Present · 7 yrs 7 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
March 2012 - October 2018 · 6 yrs 7 mos
Wells Fargo Clearing Services, LLCBroker
March 2012 - October 2018 · 6 yrs 7 mos
Edward Jones
August 2011 - March 2012 · 7 mos
Edward JonesBroker
July 2011 - March 2012 · 8 mos
State Registrations23 states
AZCACTDCFLGAINKSMAMDNCNJNYOHORPASCSDTXVAVTWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Benjamin Nicholson - Financial Advisor | TrueAdvisor