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Marc Macys

9 Years of Experience
Tampa, FL
3 Disclosures

Marc Macys is a registered investment advisor at Ernst & Young Investment Advisers LLP, based in Tampa, FL, with 9 years of industry experience. Marc operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Retirement Planning. Their firm serves 30 clients.

Compensation
Fixed/Hourly
Firm Size
118 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

201 North Franklin Street, Suite 2400, Tampa, FL, 33602

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
October 2010
Final
Criminal
November 1993
Final Disposition
Criminal
September 1990
Final Disposition
Other Business Activities

Marc works as a financial advisor at Lincoln Investment, advising clients. This activity takes a few hours per week.

Employment History
Current Registrations
Ernst & Young Investment Advisers LLP
August 2017 - Present · 8 yrs 9 mos
Previous Registrations
Lincoln InvestmentBroker
June 2017 - September 2017 · 3 mos
Lincoln Investment
June 2017 - September 2017 · 3 mos
Sagepoint Financial, INC.
January 2015 - January 2016 · 1 yr
Sagepoint Financial, INC.Broker
October 2014 - January 2016 · 1 yr 3 mos
State Registrations1 state
FL
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.