Stephanie Mueller is a registered investment advisor, based in Chicago, IL, with 14 years of industry experience.
Location
333 West Wacker Drive, Chicago, IL, 60606
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Nuveen Securities, LLCBroker
March 2018 - Present · 8 yrs 4 mos
Nuveen Asset Management, LLC
March 2018 - Present · 8 yrs 4 mos
Previous Registrations
Tiaa-Cref Individual & Institutional Services, LLCBroker
July 2014 - February 2018 · 3 yrs 7 mos
Advice and Planning Services
July 2014 - February 2018 · 3 yrs 7 mos
Money Concepts Advisory Service
October 2011 - May 2014 · 2 yrs 7 mos
Money Concepts Capital CORPBroker
August 2011 - May 2014 · 2 yrs 9 mos
State Registrations1 state
IL
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.