Eric Adler is a registered investment advisor at Adler Financial, based in Madison, WI, with 11 years of industry experience. Eric operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Tax Planning. Their firm serves 34 clients with $6M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $10K | 0.25% |
| $10K - $50K | 0.50% |
| $50K - $100K | 0.75% |
| $100K - $250K | 1.00% |
| $250K+ | 1.25% |
Fee Estimator
Location
1930 Monroe Street, Suite 327, Madison, WI, 53711
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Eric is the Director of Finance for AFLatex Technologies, Lda, a technology company in Portugal, since January 2023. He spends about 10-20% of his time managing the finance department, handling contracts, accounting, taxes, financing, and dividends.
Employment History
Current Registrations
Adler Financial
Previous Registrations
Coordinated Capital Securities, INC.
Coordinated Capital Securities, INC.Broker
Ameriprise Financial Services, INC.
Ameriprise Financial Services, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.