JM
JM

John Mcguinness

12 Years of Experience
New York, NY
Broker

John Mcguinness is a registered investment advisor at Siebert Advisornxt, LLC., based in New York, NY, with 12 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 786 clients with $290M in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
43 advisors
Number of Clients
786 clients
Average Client Portfolio
$366K average
Assets Under Management
$287.6M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K2.00%
$500K - $1.0M1.50%
$1.0M - $2.0M1.25%
$2.0M - $5.0M1.00%
$5M+0.75%

The fee schedule is the starting point for negotiation. Siebert negotiates fees with clients and may charge a lesser or greater management fee than listed.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

300 Vesey Street, 5th Floor, New York, NY, 10282

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

John is a dual employee and Investment Advisor Representative for Siebert AdvisorNxt, LLC, an investment advisory firm. He dedicates full-time hours to this role, splitting his time evenly with Muriel Siebert & Co., LLC.

Employment History
Current Registrations
Siebert Advisornxt, LLC.
July 2019 - Present · 7 yrs
Muriel Siebert & CO., LLCBroker
February 2018 - Present · 8 yrs 5 mos
Previous Registrations
LPL Financial LLCBroker
October 2015 - February 2018 · 2 yrs 4 mos
Hsbc Securities (USA) INC.Broker
June 2015 - October 2015 · 4 mos
LPL Financial LLCBroker
May 2013 - June 2015 · 2 yrs 1 mo
State Registrations15 states
CACOCTFLMAMDNCNHNJNVNYOHPASCVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.