Sean Hopkins is a CFA-designated registered investment advisor at Big Rock Advisors LLC, based in Sag Harbor, NY, with 14 years of industry experience. Sean operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management, Retirement Planning. Their firm serves 15 clients with $8.1M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 1.25% |
| $2.0M - $5.0M | 1.10% |
| $5M+ | 1.00% |
The annual fee is negotiable based upon certain criteria.
Fee Estimator
Location
35 Main Street, Sag Harbor, NY, 11963
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Sean works as an accountant for La Sala CPA P.C., focusing on bookkeeping and gaining CPA work experience. This takes about half of his time, including a significant portion during securities trading hours.
Employment History
Current Registrations
Big Rock Advisors LLC
Previous Registrations
Tradeweb L.L.CBroker
Tradeweb Direct LLCBroker
Tradeweb L.L.CBroker
Van Eck Securities CorporationBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.