Blaine Woszczak is a registered investment advisor at Neuberger Berman Bd LLC, based in New York, NY, with 14 years of industry experience. Blaine operates on a fee-only basis, meaning they do not earn commissions from product sales.
Compensation
Fee-Only (% of Portfolio)
Firm Size
837 advisors
IM Fee
Planning only
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Location
1290 Avenue of the Americas, New York, NY, 10104
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Neuberger Berman Bd LLC
April 2025 - Present · 1 yr 1 mo
Neuberger Berman Bd LLC
April 2025 - Present · 1 yr 1 mo
Neuberger Berman Bd LLCBroker
April 2025 - Present · 1 yr 1 mo
Previous Registrations
Dws Distributors, INC.Broker
May 2022 - April 2025 · 2 yrs 11 mos
Prudential Investment Management Services LLCBroker
October 2013 - March 2022 · 8 yrs 5 mos
Capital One Financial Advisors LLC
January 2013 - October 2013 · 9 mos
Capital One Investment Services LLCBroker
January 2013 - October 2013 · 9 mos
Royal Alliance Associates, INC.Broker
August 2011 - January 2013 · 1 yr 5 mos
First Investors CorporationBroker
July 2011 - August 2011 · 1 mo
State Registrations5 states
AZCTFLNJNY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.