Alec Ferguson is a CFA-designated registered investment advisor at Exponent Wealth LLC, based in Provo, UT, with 10 years of industry experience. Alec operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 3 more. Their firm serves 24 clients with $40M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $5.0M | 1.25% |
| $5.0M - $10.0M | 0.90% |
| $10.0M - $25.0M | 0.80% |
| $25.0M - $50.0M | 0.70% |
| $50.0M - $100.0M | 0.65% |
| $100M+ | 0.60% |
Fees are negotiable under certain circumstances, generally if a client’s portfolio is greater than $100 million or if a client has the potential to be a $100 million portfolio relationship.
Fee Estimator
Location
Provo, UT
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Alec owns a rental duplex in Provo, Utah, since 2016 and acts as the landlord/owner. He spends minimal time on property management after business hours.
Employment History
Current Registrations
Exponent Wealth LLC
Previous Registrations
Drive Wealth Advisers
Morgan StanleyBroker
Morgan Stanley
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
J.P. Morgan Securities LLCBroker
State Registrations2 states
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