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Connor Long

First Trust Advisors LP
13 Years of Experience
Las Vegas, NV
1 DisclosureBroker
View SEC Summary
View SEC Summary

Connor Long is a registered investment advisor at First Trust Advisors LP, based in Las Vegas, NV, with 13 years of industry experience. Connor is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Socially Responsible Investing. Their firm serves 5,731 clients with $310B in assets under management.

First Trust Advisors LP
Compensation
Fee-Only (% of Portfolio)
Firm Size
607 advisors
Number of Clients
5,731 clients
Average Client Portfolio
$54.0M average
Assets Under Management
$309.2B

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.00%

Fees vary by strategy, ranging from 0.00% to 1.00% annually depending on the specific separately managed account strategy chosen.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Las Vegas, NV

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
September 2009
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Connor owns and manages rental property through Connjon Ventures S Corp since 2022. This requires about 10-20% of Connor's time.

Employment History
Current Registrations
First Trust Advisors LP
April 2025 - Present · 1 yr 6 mos
First Trust Portfolios L.P.
October 2024 - Present · 2 yrs
First Trust Portfolios L.P.Broker
October 2024 - Present · 2 yrs
Previous Registrations
Columbia Management Investment Advisers, LLC
April 2017 - October 2024 · 7 yrs 6 mos
Columbia Management Investment Distributors, INC.Broker
April 2017 - October 2024 · 7 yrs 6 mos
Lord, Abbett & CO. LLC
October 2012 - March 2017 · 4 yrs 5 mos
Lord Abbett Distributor LLCBroker
August 2012 - March 2017 · 4 yrs 7 mos
State Registrations4 states
CAILNVTX
AdvisorBroker

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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