Leslie Schroeder is a registered investment advisor at Cwm, LLC, based in Hastings, NE, with 14 years of industry experience. Leslie operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, Financial Planning & Coaching, and 2 more. Their firm serves 52,669 clients with $51B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
CWM, LLC charges an annual fee based on a percentage of the value of your investments. This fee can be up to 2.50% annually. The exact fee is negotiable and depends on factors like the size of your account, the types of assets, and the complexity of your situation. Different investment advisor representatives may charge different fees for the same services. CWM retains a portion of the fee for administrative and support services. Fees are typically deducted from your account quarterly.
Location
200 N. Burlington, Ste. 200, Hastings, NE, 68901
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Leslie is a notary public, a bookkeeper for her husband's lawn service, and an investment advisor representative (IAR) for Resources Investment Advisors, operating under the DBA Oakeson Steiner Wealth & Retirement. She spends minimal time on the notary and bookkeeping activities, about 10-20% of her time as an IAR for Resources Investment Advisors, and nearly full-time on her LPL business.
Employment History
Current Registrations
Cwm, LLC
Previous Registrations
Onedigital Investment Advisors
Bukaty Companies Financial Services
LPL Financial LLC
LPL Financial LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.