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Eric Schmidt

11 Years of Experience
Rochester, NY
Broker

Eric Schmidt is a registered investment advisor, based in Rochester, NY, with 11 years of industry experience.

Location

2000 Winton Rd S, Building 4A, Suite 206, Rochester, NY, 14618

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Eric operates Wealth Enhancement Group as a DBA for his LPL business. He also provides administrative support to Wealth Enhancement Advisory Services LLC, an independent investment advisor firm, dedicating nearly full-time hours to this activity.

Employment History
Current Registrations
Wealth Enhancement Brokerage Services, LLCBroker
December 2023 - Present · 2 yrs 9 mos
Wealth Enhancement Advisory Services, LLC
November 2023 - Present · 2 yrs 10 mos
Previous Registrations
LPL Financial LLCBroker
November 2023 - June 2025 · 1 yr 7 mos
Wealth Management Group
September 2022 - December 2023 · 1 yr 3 mos
American Portfolios Advisors, INC
January 2016 - November 2023 · 7 yrs 10 mos
American Portfolios Financial Services, INC.Broker
March 2015 - November 2023 · 8 yrs 8 mos
State Registrations1 state
NY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Eric Schmidt - Financial Advisor | TrueAdvisor