Joseph Cinotto is a registered investment advisor, based in Philadelphia, PA, with 14 years of industry experience.
Location
610 Market Street, Philadelphia, PA, 19106
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Nomura Investment Management Business Trust
May 2021 - Present · 5 yrs
Delaware Distributors, L.P.
May 2021 - Present · 5 yrs
Delaware Distributors, L.P.Broker
May 2021 - Present · 5 yrs
Previous Registrations
Ivy Distributors, INC.Broker
December 2014 - August 2021 · 6 yrs 8 mos
Waddell & Reed
December 2014 - April 2021 · 6 yrs 4 mos
Waddell & ReedBroker
December 2014 - April 2021 · 6 yrs 4 mos
Arvest Asset Management
May 2012 - November 2014 · 2 yrs 6 mos
Arvest Asset ManagementBroker
July 2011 - November 2014 · 3 yrs 4 mos
State Registrations6 states
AKIDMTORPAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.