James Turpen
James Turpen is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Omaha, NE, with 13 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
2625 S 175th St, Omaha, NE, 68130
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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James works full-time as a financial advisor at First National Bank of Omaha. He also works as a financial advisor in a bank branch through First Investments and Planning, and as a financial advisor to branch clients at First National Bank Omaha, dedicating about a quarter to half of his time to the latter.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
TD Ameritrade Investment Management, LLC
TD Ameritrade, INC.
TD Ameritrade, INC.Broker
Nylife Securities LLCBroker
State Registrations20 states
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