CE
CE
Case Elder
14 Years of Experience
Clayton, MO
1 DisclosureBroker
Case Elder is a registered investment advisor at Charles Schwab & CO., INC., based in Clayton, MO, with 14 years of industry experience. Case is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more.
Compensation
Fixed/Hourly
Firm Size
8406 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified
Fee Structure
Planning is included in investment management
Minimum Annual Fee:$4,000
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.80% |
| $1.0M - $2.0M | 0.75% |
| $2.0M - $5.0M | 0.70% |
| $5.0M - $10.0M | 0.50% |
| $10.0M - $25.0M | 0.30% |
| $25M+ | 0.30% |
Fees for assets over $25 million are negotiable. A grandfathered schedule exists for clients enrolled prior to October 1, 2024.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
8455 Maryland Avenue, Suite 100, Clayton, MO, 63105-3646
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2018Settled
Employment History
Current Registrations
Charles Schwab & CO., INC.
August 2018 - Present · 8 yrs 2 mos
Charles Schwab & CO., INC.Broker
August 2018 - Present · 8 yrs 2 mos
Previous Registrations
TD Ameritrade Investment Management, LLC
August 2016 - May 2018 · 1 yr 9 mos
TD Ameritrade, INC.
August 2016 - May 2018 · 1 yr 9 mos
TD Ameritrade, INC.Broker
October 2011 - May 2018 · 6 yrs 7 mos
State Registrations26 states
AKAZCACOCTDCFLGAIAILINKSMAMIMONCNYOHORPASCTNTXVAWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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