Kathleen Dumes
Kathleen Dumes is a CFA-designated registered investment advisor at Sanford C. Bernstein & CO., LLC, based in New York, NY, with 12 years of industry experience. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning. Their firm serves 22 clients with $1.6B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
Location
66 Hudson Boulevard East, New York, NY, 10001
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
Sanford C. Bernstein & CO., LLC
Sanford C. Bernstein & CO., LLCBroker
Alliancebernstein L.P.
Previous Registrations
Alliancebernstein Investments, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations2 states
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