Thomas Brown is a registered investment advisor at Morgan Stanley, based in New Orleans, LA, with 9 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1100 Poydras Street, Suite 1900, New Orleans, LA, 70163
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
January 2025 - Present · 1 yr 4 mos
Morgan Stanley
January 2025 - Present · 1 yr 4 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2024 - January 2025 · 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 2024 - January 2025 · 11 mos
Jefferies Investment Advisers LLC
June 2023 - February 2024 · 8 mos
Leucadia Asset Management LLC
August 2018 - August 2023 · 5 yrs
Jefferies LLCBroker
June 2018 - February 2024 · 5 yrs 8 mos
RBC Capital Markets, LLC
May 2014 - June 2016 · 2 yrs 1 mo
RBC Capital Markets, LLCBroker
May 2014 - June 2016 · 2 yrs 1 mo
State Registrations39 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.