TS
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Thomas Sorrels
14 Years of Experience
Gulfport, MS
Broker
Thomas Sorrels is a registered investment advisor at Cetera Investment Advisers LLC, based in Gulfport, MS, with 14 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
10496 Hwy. 49, Gulfport, MS, 39503
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
August 2022 - Present · 3 yrs 9 mos
Cetera Investment Services LLCBroker
August 2022 - Present · 3 yrs 9 mos
Previous Registrations
Hancock Whitney Investment Services INC.Broker
April 2012 - August 2022 · 10 yrs 4 mos
Hancock Whitney Investment Services INC.
June 2011 - August 2022 · 11 yrs 2 mos
State Registrations6 states
ALFLGALAMSTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.