JW
JW

John Workman

9 Years of Experience
Indianapolis, IN
Broker

John Workman is a registered investment advisor at Capital Client Group, INC., based in Indianapolis, IN, with 9 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.

Compensation
N/A
Firm Size
583 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

Indianapolis, IN

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Capital Client Group, INC.
January 2018 - Present · 8 yrs 6 mos
Capital Client Group, INC.
February 2017 - Present · 9 yrs 5 mos
Capital Client Group, INC.Broker
February 2017 - Present · 9 yrs 5 mos
State Registrations7 states
CACTDCINMDPAVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
John Workman - Financial Advisor | TrueAdvisor