Kimberly Volk is a registered investment advisor at Maine Advisory Associates, based in Portland, ME, with 12 years of industry experience. Kimberly operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Charitable Giving, Education Planning, Estate Planning, High Net Worth, and 4 more. Their firm serves 176 clients with $120M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $400K | 1.40% |
| $400K - $1.0M | 1.25% |
| $1M+ | 1.00% |
First tier reflects the $5,600 minimum annual fee on a $400,000 balance (effective rate of 1.40%). Fees are negotiable at the firm's discretion, and total fees will not exceed 2.0% annually.
Fee Estimator
Location
Portland, ME
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Other Business Activities
Kimberly serves on the board of directors and is a member of the finance committee for the non-profit organization Portland Downtown. Kimberly also serves on the board of directors and as treasurer for the non-profit organization Maine Jewish Film Festival.
Employment History
Current Registrations
Maine Advisory Associates
Previous Registrations
Maine Advisory Associates, INC.
Aurora Financial Group, LLC
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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